Knowledge and Skills:
· Fluent Chinese and good English speaking/writing skills (risk management system is in Chinese, and interacting with regulators will be in Chinese)
· Excellent communication skills, both written and oral
· Have a good understanding of securities business, products, operational flow, and associated risks
· Team player
· Strong character, able to work under pressure, and relatively independently
· Self confidence to interact with demanding internal clients
· Computer literate and highly numerate
· Ideally have 4 years+ experience in Big 4 accounting and/or the financial industry
· Previous experience in Risk Control functions in PRC, Operations and/or Product Control are a plus
Summary:
This is a combined Risk control and Product control role within the Controllers Division. The role will report to both the Chief Financial Officer and Chief Risk Officer of Beijing Gao Hua.
The primary functions of the Risk Control is to control and monitor Operational and other risks in accordance with the rules and regulations in China, as well GS policies.
The primary functions of Product Control is to effect day to day financial management of trading activity in the firms proprietary accounts.
Principal Duties and Responsibilities:
· Assist Chief Risk Officer in all aspects of risk monitoring and controlling for Beijing Gao Hua
· Daily monitoring of risk management system's alerts, and follow up on issues with Operations, Compliance, Sales and Traders
· Daily monitoring of proprietary positions against various risks measures and limits
· Participate in all new projects/business and help consider risk angles
· Confidently interact with regulators and auditors
· Intelligently review trading businesses, to highlight and report unusual activity
· Prepare daily p&ls for trading desks, including a review of inventory valuation, and limits
· Stay informed of developments and issues in the trading area
· Month end procedures including prepare accounts and post to firm's ledger
· Liaise with various departments
· Work closely with other areas within Controllers, both in China, Hong Kong, and globally, as well as with other divisions |
